On-premise AI for banks, RIAs, broker-dealers, and funds. SOX-compliant. SEC-ready. Your data never leaves your infrastructure.
The Problem for Financial Services
Your analysts spend hours building models, your compliance team reviews thousands of communications, and your operations staff processes the same forms every day. AI could compress all of it — but SOX, SEC regulations, and fiduciary obligations mean you can’t send client data through cloud AI services.
The stakes are different in finance. A data breach isn’t just embarrassing — it’s a regulatory event. Cloud AI vendors offer BAAs and SOC 2 reports, but your data still moves through infrastructure you don’t own. For firms that need absolute data sovereignty, that’s not enough.
How Hosted AI Works for Financial Services
Risk Analysis & Modeling
AI-assisted scenario analysis, portfolio risk assessment, and stress testing. Process thousands of data points in seconds — all within your infrastructure.
Compliance Monitoring
Automated review of communications, trade activity, and documentation for compliance violations. Flag issues before regulators find them.
Report Generation
AI-generated client reports, quarterly summaries, and regulatory filings. Consistent formatting, accurate data, hours saved per reporting cycle.
SOX & SEC Compliant
The AI runs on your hardware behind your firewall. No external API calls. Full audit trail. Your compliance team approves it because the data architecture is airtight.
Built by Someone Who Trades
Command Module’s founder, Tony Eggleston, is a lifelong trader — Series 3 and Series 30 certified. He built Wall Street Analyst, an AI equity research platform that scores 1,000+ stocks daily across 14 dimensions, and he trades his own capital on it every day. When your builder has skin in the game, the quality bar is different.
Use Cases
- Equity research — AI-assisted fundamental analysis, earnings call summarization, and competitor benchmarking
- Compliance review — Automated surveillance of email, chat, and trade activity for regulatory violations
- Client reporting — AI-generated portfolio reviews, performance summaries, and market commentary
- Operations automation — Account opening, transfer processing, and form generation without manual data entry
- Due diligence — Rapid analysis of fund documents, offering memoranda, and regulatory filings
Every engagement starts with a free workflow audit. Start a conversation →
Hosted AI for Other Regulated Industries
Law Firms · Healthcare · Government & Defense · Hosted AI overview